associated person

常见例句

双语例句

• Article 18 The responsible person and associated person shall conduct the business in accordance with the rules of honesty and good faith.
  第18条证券商负责人及业务人员执行业务应本诚实及信用原则。
• Article 15 Associated person of a securities firm shall participate in the pre-service and in-service training held by the Commission or by an institution appointed by the Commission.
  第15条证券商之业务人员，应参加本会或本会所指定机构办理之职前训练与在职训练。
• Article 20 When engaging in the businesses described in Paragraph 2 of Article 2, the associated person of a securities firm shall be deemed to acting under the authorization of said securities firm.
  第20条证券商之业务人员，于从事第二条第二项各款业务所为之行为，视为该证券商授权范围内之行为。

权威例句

• Implicit in all member and associated person relationships with customers and others is the fundamental responsibility for fair dealing.
  FORBES: Suitability Paperwork Undoes Westrock Branch Manager
• An associated person may not limit or place conditions on an 8210 request.
  FORBES: FINRA Bars Broker For Loans From Elderly Widows And Family
• Associated person Cammarota entered the securities industry in September 2011 with SagePoint Financial, where he remained until his discharge on November 14, 2011.
  FORBES: FINRA Bars Exam Taker For Cheating
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